Showing posts with label stockbroking. Show all posts
Showing posts with label stockbroking. Show all posts

Thursday, 18 February 2010

FSA: Glasgow stock broker firm fined £101,500


The Glasgow stock broking firm, Direct Sharedeal Limited, was fined £101,500 for:

"Its appointed representative, First Colonial Investments LLP, using misleading sales pitches which failed to set out the inherent risks of buying penny shares..."

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